667
ORIGINAL ARTICLE
Novel Staging System Showed Better Prediction Capacity
Su et al.
*These authors contributed equally to this work
Corresponding author: Guoqing Jiang, e-mail: jgqing2003@hotmail.com
Received: July 31, 2020 Accepted: January 13, 2021 Available Online Date: September 8, 2021
DOI: 10.5152/tjg.2021.20617
LIVER
Impact of Socioeconomic Factors on Prognosis and Clinical
Management in Patients with Hepatocellular Carcinoma
Bing-Bing Su* , Bao-Huan Zhou* , Dou-Sheng Bai , Jian-Jun Qian , Chi Zhang , Sheng-Jie Jin , Guo-Qing Jiang
Department of Hepatobiliary Surgery, Clinical Medical College, Yangzhou University, Yangzhou, China
ABSTRACT
Background: The prognosis for patient survival using the tumor–node–metastasis (TNM) staging system may be imperfect, as it based
only on biological factors and does not include the socioeconomic factors (SEFs). We integrated the SEFs into the TNM system (TNM-
SEF), and evaluated whether the novel TNM-SEF staging system showed better prediction capacity and improved clinical guidance in
hepatocellular carcinoma (HCC).
Methods: We selected data of 12 514 cases with HCC between 2010 and 2015 from the SEER database. The Kaplan–Meier survival
curves and Cox proportional hazards regression were used to analyze cancer-specific survival (CSS) among the TNM-SEF stages.
Results: Multivariate Cox analyses showed that insurance status, marital status, year of diagnosis, and income were prominent prog-
nostic SEFs (all P < .05). When compared with the SEF0 stage, the SEF1 stage was significantly associated with a 36.1% increased risk
of cancer-specific mortality in HCC overall, a 22.2% increased risk of metastatic HCC, and a 41.8% increased risk of non-metastatic
HCC (all P < .001). The concordance index of the TNM-SEF stage (0.768) was better than that of the TNM stage (0.764). Furthermore,
patients with SEF0 stage showed higher 5-year CSS than those with SEF1 stage (I: 48.7% vs. 28.1%; II: 41.0% vs. 25.1%; IIIA: 12.8% vs.
5.0%; IIIB: 7.8% vs. 6.0%; IIIC: 6.4% vs. 6.7%; IVA: 8.4% vs. 2.5%; IVB: 2.1% vs. 0.8%; all P < .05).
Conclusion: We have proved that the SEF stage is an independent predictor for HCC. The combined SEF stage with TNM staging war-
rants more clinical attention, for improved prognostic prediction and clinical guidance.
Keywords: Socioeconomic factors, hepatocellular carcinoma, TNM staging system, SEER, prognostication
INTRODUCTION
Hepatocellular carcinoma (HCC), the sixth most com-
mon malignant tumor, is the fourth leading cause of
cancer mortality worldwide.
1
Disease factors and patient
factors, such as the biological factors and socioeconomic
factors (SEFs) affect the prognosis of HCC. The influ-
ence of different biological factors on survival in HCC
patients has been investigated, including the factors like
tumor–node–metastasis (TNM) staging and tumor size.
2-
4
Some studies have shown that SEFs, including marital
status, socioeconomic status, insurance, employment,
and education are associated with the survival of HCC
patients.
5-9
However, as far as we know, SEFs have not
yet been researched in the prognostic prediction of
HCC. Besides, prognostication using the TNM staging
system is only based on the extent of invasion of the
primary tumor, status of lymph node metastasis, and
distant spread. The TNM system is not optimal for clini-
cal prognostic prediction and treatment,
10
therefore, a
more accurate prognostic prediction system with a
combination of the TNM staging system or other prog-
nostic factors is necessary. However, the knowledge
regarding the combination of the TNM stage and SEFs
for prediction in HCC remains extremely limited.
We conducted a population-based study to explore the
impact of different SEFs, such as income, level of educa-
tion, year of diagnosis, employment status, insurance sta-
tus, and marital status, on survival in HCC. We then chose
those factors that were independent prognostic factors
for further study. The purpose of our study was to pro-
pose and evaluate the novel combination of TNM stage
and SEF stage (TNM-SEF stage) in terms of the clinical
prognostication and management of HCC.
MATERIALS AND METHODS
Data Source and Patients
The Surveillance, Epidemiology, and End Results (SEER)
database is an almost universally accepted source of
information about cancer in the United States. Moreover,
32 8
© Copyright 2021 by The Turkish Society of Gastroenterology • Available online at turkjgastroenterol.org
Cite this article as: Su B, Zhou B, Bai D, et al. Impact of socioeconomic factors on prognosis and clinical management in patients
with hepatocellular carcinoma. Turk J Gastroenterol. 2021; 32(8): 667-677.
Turk J Gastroenterol 2021; 32(8): 667-677 Su et al. Novel Staging System Showed Better Prediction Capacity
668
it is a general database, including almost all newly diag-
nosed cancers occurring where individuals reside in
SEER-participating areas, representing about 28% of the
United States population. All data of demographic and
tumor variables were extracted from the SEER database.
In a previous study, researchers have discussed the char-
acteristics and representativeness of this population-
based database.
11
We extracted the following data: gender, race, age, year
of diagnosis, pathological grade, TNM stage, tumor size,
insurance status, marital status, county percentage with
a bachelor’s degree, county percentage unemployed,
county-level median household income, surgical status,
SEER cause-specific death classification, SEER other-
cause-of-death classification, survival months, and vital
statistics.
The data of patients in our study, diagnosed with HCC
between January 1, 2010 and December 31, 2015, were
selected using SEER-Stat software (SEER*Stat 8.3.5,
https://seer.cancer.gov/seerstat/software/). Those
patients with a diagnosis of HCC (Histology codes
8170 to 8175) and only 1 primary tumor were selected
for this study. We excluded patients with unknown
race, diagnosis confirmation, insurance status, income,
tumor size, marital status, and TNM stage. We also
excluded patients in whom it was unknown whether
surgery was performed. We also excluded patients who
were 65 years or older, because these patients are gen-
erally enrolled in or qualify for medical insurance ben-
efits. Additionally, we excluded patients younger than
19 years, as most people in that age group are unmar-
ried (Figure 1).
SEF Stage and Statistical Analysis
We performed multivariate Cox regression analysis for
all prognostic predictors with a value of P < .05 in the
univariate analysis of SEF (marital status, insurance sta-
tus, median household income, and year of diagnosis).
Hazard ratios (HRs) were used with 95% CI. The analysis
results showed that insurance status, median household
income, marital status, and year of diagnosis were sig-
nificant prognostic SEFs of HCC cause-specific survival
(HCSS).
We stratified patients based on the prognostic score
incorporating the 4 SEFs, as shown in Figure 2. Firstly, the
point in each group of SEF equivalents was regarded as
the HR value. We then calculated the summation of the
points (HRs) in the 4 SEFs as the total prognostic score
for each patient. For instance, in a married and uninsured
patient with HCC whose income and year of diagnosis
were $43.83-$53.16 K, and 2010, respectively, the point
is calculated as the summation of 1.000, 1.406, 1.041, and
1.223, which equals 4.670. The total scores ranged from
3.919 to 4.885, with a full-scale prognostic score based on
the 4 SEFs, which was 3.919 for the best prognosis; patients
with a score of 4.885 had the worst prognosis. Then we
divided the prognostic score into 2 groups, and the median
value of the prognostic score was regarded as the cutoff
point. Lower scores were assigned to the SEF0 stage and
higher scores were assigned to the SEF1 stage.
Statistical Analysis
We used the chi-square test to compare baseline patient
demographics and tumor characteristics. We used multi-
variate Cox analysis to determine the prognosis of the SEF
stage as well as the combined TNM stage and SEF stage
(TNM-SEF stage). The primary endpoint of this study was
HCSS, a specified time from the date of diagnosis to the
date of death owing to HCC. We used Kaplan–Meier sur-
vival curves to assess the prognostic prediction of each
TNM-SEF stage. Additionally, we used the concordance
index (C-index) to evaluate the discriminative abilities of
the TNM-SEF staging system. A value of P < .05 was con-
sidered to indicate a significant difference. All statistical
analyses were conducted using the IBM SPSS Version 25
(IBM Corp., Armonk, NY, USA).
RESULTS
Using the selection criteria, we identified 12 514 patients
with HCC diagnosed between January 1, 2010 and
December 31, 2015. The baseline characteristics of
patients with HCC included in our study are shown in
MAIN POINTS
The socioeconomic factors (SEF) were independent predic-
tors for HCC.
At each TNM stage, all of the HRs of each tumor-node-
metastasis-socioeconomic factors (TNM-SEF) stage
showed that patients with TNM-SEF0 stage had lower HRs
than those with TNM-SEF1 stage.
Some HRs of patients with TNM-SEF1 stage even exceeded
the HRs of those with TNM-SEF0 stage who had higher
TNM stages.
The C-index of the TNM-SEF stage was larger than that of
the only TNM stage.
The novel TNM-SEF staging system could make the pre-
cision of prognostic prediction and clinical guidance more
accurate in HCC.
Su et al. Novel Staging System Showed Better Prediction Capacity Turk J Gastroenterol 2021; 32(8): 667-677
669
Table 1. Compared with the general population, patients
with HCC were more likely to be male (82.6%). Most
patients (86.6%) were aged from 51 to 64 years, White
(68.0%), and insured (57.4%).
Association of SEFs With HCSS
The univariate analysis showed that race, sex, tumor size,
surgery, grade, TNM stage, insurance status, marital sta-
tus, county percentage with bachelor’s degree, household
Figure 1. Flow diagram of patient population selected from the Surveillance, Epidemiology, and End Results (SEER) database.
Figure 2. Patient prognostic score in hepatocellular carcinoma (HCC): risk-stratifications.
Turk J Gastroenterol 2021; 32(8): 667-677 Su et al. Novel Staging System Showed Better Prediction Capacity
670
income, and percentage of unemployed were all indepen-
dently associated with HCSS (all P < .05). We analyzed
these factors in the multivariate Cox analysis. The results
demonstrated that SEFs including insurance status, year
of diagnosis, household income, and marital status, were
all independent predictors for survival (Table 2).
Table 1. Baseline Characteristics of Patients With Hepatocellular Carcinoma Included in Our Study
Variable n%
Race
White 8507 (68.0%)
Black 1985 (15.9%)
Other
*
2022 (16.1%)
Sex
Male 10340 (82.6%)
Female 2174 (17.4%)
Tumor grade
Well differentiated 1176 (9.4%)
Moderately differentiated 1849 (14.8%)
Poorly differentiated 929 (7.4%)
Undifferentiated 67 (0.5%)
Unknown 8493 (67.9%)
TNM stage
I 4880 (39.0%)
II 2693 (21.5%)
IIIA 1130 (9.0%)
IIIB 941 (7.5%)
IIIC 229 (1.8%)
IVA 566 (4.5%)
IVB 2075 (16.6%)
Surgery
Performed 3459 (27.6%)
Not performed 9055 (72.4%)
County % with bachelor
degree
5.43-17.55% 3181 (25.4%)
17.56-24.86% 3538 (28.3%)
24.87-30.81% 2911 (23.3%)
30.82-51.31% 2884 (23.0%)
County-level median household
income
#
16.27-40.44 K 3129 (25.0%)
40.45-43.82 K 3203 (25.6%)
43.83-53.16 K 3125 (25.0%)
53.17-79.89 K 3057 (24.4%)
Variable n%
County % who were
unemployed
1.83-4.76% 3128 (25.0%)
4.77-5.93% 3152 (25.2%)
5.94-8.23% 3721 (29.7%)
8.24-17.17% 2513 (20.1%)
Year of diagnosis
2010 1893 (15.1%)
2011 2028 (16.2%)
2012 2125 (17.0%)
2013 2088 (16.7%)
2014 2187 (17.5%)
2015 2193 (17.5%)
Tumor size
<3 cm 3800 (30.4%)
3-5 cm 3047 (24.3%)
>5 cm 4403 (35.2%)
Unknown 1264 (10.1%)
Age at diagnosis (years)
19-50 1676 (13.4%)
51-55 2739 (21.9%)
56-60 4555 (36.4%)
61-64 3544 (28.3%)
Insurance status
Insured 7187 (57.4%)
Medicaid 4428 (35.4%)
Uninsured 899 (7.2%)
Marital status
Married 6255 (50.0%)
Single 3914 (31.3%)
Divorced 1890 (15.1%)
Widowed 455 (3.6%)
*Other includes American Indian/Alaska Native, Asian/Pacific Islander, and
unknown.
#
County-level median household incomeshown in US dollars.
TNM, tumor, node, metastasis.
Su et al. Novel Staging System Showed Better Prediction Capacity Turk J Gastroenterol 2021; 32(8): 667-677
671
Table 2. Univariate Survival Analysis for Evaluating the Influence on HCSS Using Data from the SEER Database
Variable Reference Characteristic
Univariate Analysis Multivariate Analysis
HR (95% CI) SE P HR (95% CI) SE P
Race Black White 0.814 (0.796-0.862) 0.029 <.001 0.974 (0.918-1.033) 0.030 .376
Other
*
0.687(0.637-0.742) 0.039 <.001 0.868 (0.802-0.940) 0.041 <.001
Age 19-50 51-55 1.105 (1.026-1.191) 0.038 .009 1.163 (1.079-1.254) 0.038 <.001
56-60 1.062 (0.991-1.139) 0.035 .088 1.144 (1.066-1.228) 0.036 <.001
61-64 1.033 (0.961-1.111) 0.037 .378 1.160 (1.077-1.249) 0.038 <.001
Sex Male Female 0.768 (0.724-0.815) 0.030 <.001 0.881 (0.829-0.936) 0.031 <.001
County% with
bachelor degree
30.82–51.31% 24.87–30.81% 1.143 (1.072-1.218) 0.052 <.001 1.011 (0.934-1.096) 0.041 .780
17.56–24.86% 1.202 (1.131-1.278) 0.047 <.001 1.041 (0.950-1.414) 0.047 .388
5.43-17.55% 1.321 (1.241-1.405) 0.048 <.001 1.089 (0.987-1.210) 0.050 .088
County % who were
unemployed
1.83–4.76% 4.77-5.93% 1.079 (1.015-1.147) 0.031 .015 1.011 (0.945-1.082) 0.034 .749
5.94-8.23% 1.135 (1.070-1.203) 0.030 <.001 1.078 (0.997-1.166) 0.040 .059
8.24-17.17% 1.282 (1.203-1.366) 0.032 <.001 1.035 (0.954-1.124) 0.042 .408
Grade Well differentiated Moderately
differentiated
1.103 (0.996-1.221) 0.052 .059 1.218 (1.099-1.349) 0.052 <.001
Poorly differentiated 2.142 (1.920-2.390) 0.056 <.001 1.794 (1.605-2.004) 0.057 <.001
Undifferentiated 3.349 (2.573-4.360) 0.135 <.001 2.299 (1.764-2.997) 0.135 <.001
Unknown 1.928 (1.772-2.097) 0.043 <.001 1.356 (1.244-1.477) 0.044 <.001
Tumor size <3 cm 3-5 cm 1.640 (1.537-1.751) 0.033 <.001 1.384 (1.296-1.479) 0.034 <.001
>5 cm 3.328 (3.141-3.526) 0.030 <.001 1.990 (1.857-2.133) 0.035 <.001
Unknown 5.654 (5.241-6.100) 0.039 <.001 2.513 (2.308-2.737) 0.043 <.001
Surgery Performed Not performed 4.158 (3.910-4.421) 0.031 <.001 2.765 (2.581-2.961) 0.035 <.001
TNM stage I II 1.150 (1.079-1.226) 0.033 <.001 1.189 (1.114-1.269) 0.033 <.001
IIIA 2.729 (2.530-2.943) 0.039 <.001 1.529 (1.403-1.666) 0.044 <.001
IIIB 3.940 (3.639-4.266) 0.041 <.001 2.305 (2.161-2.555) 0.043 <.001
IIIC 4.068 (3.526-4.694) 0.073 <.001 2.656 (2.295-3.073) 0.074 <.001
IVA 3.756 (4.411-4.137) 0.049 <.001 2.215 (2.004-2.447) 0.051 <.001
IVB 5.898 (5.542-6.276) 0.032 <.001 2.986 (2.786-3.199) 0.035 <.001
Insurance status Insured Medicaid 1.503 (1.437-1.573) 0.023 <.001 1.269 (1.210-1.332) 0.025 <.001
Uninsured 2.105 (1.946-2.277) 0.040 <.001 1.406 (1.296-1.527) 0.042 <.001
County-level
household median
income
#
53.17-79.89 K 43.83-53.16 K 1.104 (1.038-1.174) 0.032 .002 1.041 (0.967-1.121) 0.038 .288
40.45-43.82 K 1.141 (1.073-1.214) 0.031 <.001 0.919 (0.833-1.014) 0.050 .091
16.27-40.44 K 1.355 (1.275-1.439) 0.031 <.001 1.062 (0.968-1.165) 0.072 .205
Q3
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Association of SEF Stage With HCSS
The SEF0 stage was attributed to 6300 patients (50.3%)
and SEF1 stage was attributed to 6214 patients (49.7%).
The multivariate analysis suggested that the SEF stage
was an independent predictor of survival. When com-
pared with the SEF0 stage, the SEF1 stage was inde-
pendently associated with a 36.1% increased risk of
cancer-specific mortality (HR: 1.361, 95% CI: 1.303-
1.422, P < .001; Table 3). We also performed multivari-
able Cox analysis in patients with non-metastatic (TNM
stage I-III) HCC (n = 9873) and metastatic (TNM stage
IV) HCC (n = 2641). The 2 outcomes proved that the SEF
stage was independently associated with cancer-specific
mortality. In patients with metastatic HCC, we observed
a 22.2% increased risk of cancer-specific mortality in the
SEF1 stage as compared with the SEF0 stage (HR: 1.222,
95% CI: 1.126-1.326, P < .001; see Supplementary Table
1). However, in non-metastatic HCC, a 41.8% increased
risk of cancer-specific mortality was observed in the
SEF1 stage as compared with the SEF0 stage (HR: 1.418,
95% CI: 1.345-1.494, P < .001; see Supplementary Table
2); this result was slightly higher than that in the over-
all cohort, suggesting that the efficacy of the prognostic
prediction of SEF stage was improved in the TNM stage
I-III HCC patients.
Prognostic Prediction of TNM-SEF Stage
The C-index of the TNM-SEF stage (0.768, 95% CI:
0.774-0.762) was larger than that of the TNM stage
(0.764, 95% CI: 0.770-0.758). We used the Kaplan–Meier
survival analysis of SEF-TNM stages (the TNM staging
system including I, IIA, IIB, IIC, IIIA, IIIB, IIIC, IVA, and IVB,
combined with SEF0 stage or SEF1 stage) to assess the
prognostic prediction ability of the SEF-TNM stages, as
seen in Figure 3. The figure also shows an increased HCSS
in patients with stage SEF0-TNM as compared with
those who had stage SEF1-TNM, at each TNM stage. For
instance, we found an increased HCSS in IIA-SEF0 stage
as compared with IIA-SEF1 stage (5-year HCSS: 41.0%
vs. 25.1%, χ
2
= 92.24; P < .001; Figure 4). Notably, we also
found a decreased HCSS in I-SEF1 stage as compared
with IIA-SEF0 stage (5-year HCSS: 28.1% vs. 41.0%, χ
2
=
63.94; P < .001; Figure 4) and in IIIC-SEF1 stage as com-
pared with IVA-SEF0 stage (5-year HCSS: 1.7% vs. 8.4%,
χ
2
= 12.51; P < .001; Figure 4).
Multivariate Cox analysis to compare the HRs of each TNM-
SEF stage showed that patients with TNM-SEF0 stage
had lower HRs than those with TNM-SEF1 stage, at
each TNM stage (Figure 4). Interestingly, some HRs of
patients with TNM-SEF1 stage even exceeded the HRs
Variable Reference Characteristic
Univariate Analysis Multivariate Analysis
HR (95% CI) SE P HR (95% CI) SE P
Year of diagnosis 2015 2014 1.068 (0.985-1.158) 0.041 .112 1.115 (1.028-1.209) 0.041 .009
2013 1.161 (1.072-1.257) 0.041 <.001 1.196 (1.103-1.296) 0.041 <.001
2012 1.172 (1.083-1.268) 0.040 <.001 1.195 (1.104-1.294) 0.040 <.001
2011 1.122 (1.036-1.216) 0.041 <.001 1.168 (1.078-1.265) 0.041 <.001
2010 1.230 (1.135-1.332) 0.041 <.001 1.223 (1.128-1.326) 0.041 <.001
Marital status Married Single 1.411 (1.345-1.481) 0.025 <.001 1.131 (1.073-1.191) 0.027 <.001
Divorced 1.305 (1.227-1.388) 0.031 <.001 1.130 (1.016-1.204) 0.032 <.001
Widowed 1.200 (1.069-1.346) 0.059 .002 1.194 (1.062-1.343) 0.060 .003
*Other includes American Indian/Alaska Native, Asian/Pacific Islander, and unknown.
#
Shown in US dollars.
TNM, tumor, node, metastasis; HR, hazard ratio; CI, confidence interval; SE, standard error; HCSS, hepatocellular carcinoma cancer-specific survival; SEER, Surveillance, Epidemiology, and End
Results.
Table 2. Univariate Survival Analysis for Evaluating the Influence on HCSS Using Data from the SEER Database (Continued)
Su et al. Novel Staging System Showed Better Prediction Capacity Turk J Gastroenterol 2021; 32(8): 667-677
673
of those with TNM-SEF0 stage who had higher TNM
stages. For example, as shown in Figure 4, when taking
stage I-SEF0 as a reference, the HR was higher in patients
with I-SEF1 stage (HR: 1.741, 95% CI: 1.607-1.886) than
in those with II-SEF0 stage (HR: 1.206, 95% CI: 1.095-
1.328); in patients with IIIA-SEF1 stage (HR: 4.470, 95%
CI: 4.018-4.973) or IIIB-SEF1 stage (HR: 5.941, 95%
CI: 5.309-6.649), as compared with patients who had
IIIC-SEF0 stage (HR: 4.368, 95% CI: 3.505-5.444); and
in patients with IIIB-SEF1 stage (HR: 5.941, 95% CI:
5.309-6.649) or IIIC-SEF1 stage (HR: 6.547, 95% CI:
5.412-7.919) as compared with patients who had IVA-
SEF0 stage (HR: 4.480, 95% CI: 3.904-5.141).
DISCUSSION
Great progress has been made in the research on HCC at
the levels of cellular and molecular biology.
12,13
However,
only some studies have focused on prognostic SEFs
such as marital status, socioeconomic status, insurance,
employment, and education.
5-9
Furthermore, no research
has studied more than 3 SEFs together in 1 study, and
no studies have incorporated SEFs into the TNM staging
Table 3. Multivariable Cox Regression Analyses of Independent Prognostic Factors in Hepatocellular Carcinoma
Variable Reference Characteristic
Cancer-Specific Survival
HR (95% CI) SE P
Race Black White 0.958 (0.903-1.015) 0.030 .147
Other
*
0.837 (0.774-0.905) 0.040 <.001
Age 19-50 51-55 1.161 (1.077-1.252) 0.038 <.001
56-60 1.130 (1.053-1.212) 0.036 .001
61-64 1.134 (1.054-1.220) 0.037 .001
Sex Male Female 0.876 (0.825-0.930) 0.030 <.001
County % with bachelor degree 30.82-51.31% 24.87-30.81% 1.035 (0.964-1.111) 0.036 .341
17.56-24.86% 1.039 (0.962-1.122) 0.039 .329
5.43-17.55% 1.096 (1.013-1.185) 0.040 .022
County % who were unemployed 1.83-4.76% 4.77–5.93% 1.020 (0.954-1.090) 0.034 .569
5.94–8.23% 1.064 (0.990-1.145) 0.037 .094
8.24–17.17% 1.034 (0.955-1.119) 0.040 .407
Grade Well Moderately 1.231 (1.111-1.364) 0.052 <.001
Poorly 1.806 (1.616-2.017) 0.056 <.001
Undifferentiated 2.204 (1.691-2.872) 0.135 <.001
Unknown 1.367 (1.254-1.489) 0.044 <.001
Tumor size < 3 cm 3-5 cm 1.391 (1.303-1.486) 0.034 <.001
> 5 cm 2.000 (1.866-2.144) 0.035 <.001
Unknown 2.521 (2.316-2.745) 0.043 <.001
Surgery Performed Not performed 2.763 (2.580-2.959) 0.035 <.001
TNM stage I II 1.192 (1.116-1.272) 0.033 <.001
III A 1.533 (1.407-1.670) 0.044 <.001
III B 2.357 (2.168-2.563) 0.043 <.001
III C 2.655 (2.296-3.072) 0.074 <.001
IV A 2.223 (2.012-2.456) 0.051 <.001
IV B 3.007 (2.807-3.222) 0.035 <.001
SEF stage Stage 0 Stage 1 1.361 (1.303-1.422) 0.022 <.001
*Other includes American Indian/Alaska Native, Asian/Pacific Islander, and unknown.
TNM, tumor, node, metastasis; HR, hazard ratio; CI, confidence interval; SE, standard error; SEF, socioeconomic factor.
Turk J Gastroenterol 2021; 32(8): 667-677 Su et al. Novel Staging System Showed Better Prediction Capacity
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system to improve the prognostic prediction and clinical
guidelines in HCC.
In 2016, a population-based study demonstrated that
married patients had higher survival rates than unmar-
ried patients.
5
A similar conclusion has been reached for
nearly all cancers including pancreatic, gastric, colon, and
rectal cancers,
14-17
among others. Some underlying rea-
sons may be that marriage could improve cardiovascular,
endocrine, and immune functions
18
and married patients
are more likely to accept effective treatment, leading to
longer survival.
Figure 3. Kaplan–Meier survival curves of the tumor-node-metastasis-socioeconomic factor (TNM-SEF) staging system. (A) Cancer-
specific survival (CSS) of the I-S0 stage, I-S1 stage, II-S0 stage, and II-S1 stage. (B) CSS of the IIIA-S0 stage, IIIA-S1 stage, IIIB-S0 stage,
and IIIB-S1 stage, IIIC-S0 stage, and IIIC-S1 stage. (C) CSS of IVA-S0 stage, IVA-S1 stage, IVB-S0 stage, and IVB-S1 stage.
Su et al. Novel Staging System Showed Better Prediction Capacity Turk J Gastroenterol 2021; 32(8): 667-677
675
In other studies, Medicaid status or not having insur-
ance is related with adverse survival compared with hav-
ing insurance.
19,20
We considered that the poor prognosis
of Medicaid status and lack of insurance might result in
patients having a more advanced tumor stage at diagno-
sis and late or inadequate treatment after diagnosis .
9
The diagnosis and treatment of diseases in medical insti-
tutions can be expected to gradually and substantially
improve with time. This was proven in a previous study
showing the year of diagnosis as an independent predic-
tor in HCC.
7
Similar results were obtained in the present
research.
We also found that a higher household income among
patients was associated with relatively longer survival.
The possible reasons may include early patient diagnosis
and adequate treatment. Our results are consistent with
prior research.
21
Although the TNM staging system is widely used clini-
cally in countries worldwide, it only considers certain
biological factors, such as the extent of invasion of the
primary tumor, the number of lymph nodes, and distant
spread.
22
Although the TNM system has been modified
many times, it is not yet optimal for prognostic predic-
tion. TNM staging neither takes into account the SEF, nor
the other biological factors that affect the prognosis of
HCC. Hence, the need for a more comprehensive staging
system that includes other biological factors or SEFs is a
concern.
SEFs have not yet been systematically studied in the
prognosis of HCC. Our study is the first to combine SEFs
with the TNM staging system. In this research, the novel
SEF stage (based on the combination of marital sta-
tus, insurance status, year of diagnosis, and household
income) was indicated to be an independent prognos-
tic factor, and patients with SEF0 stage showed signifi-
cantly increased HCSS as compared with those who had
SEF1 stage at each TNM stage, especially TNM stage I-III.
Additionally, our studies indicated that the SEF1 stage
showed a 36.1% decreased risk of cancer-specific mor-
tality in HCC overall when compared with the SEF0 stage,
a 41.8% decreased risk in non-metastatic HCC, and
a 22.2% decreased risk in metastatic HCC. This phe-
nomenon indicated that the SEF stage plays a relatively
important role in survival among patients with early-stage
cancer; patients with SEF0 stage could receive a greater
survival benefit in TNM stages I-III than in TNM stage IV.
Figure 4. Prognosis of tumor-node-metastasis-socioeconomic factor (TNM-SEF) stage in hepatocellular carcinoma (HCC).
Turk J Gastroenterol 2021; 32(8): 667-677 Su et al. Novel Staging System Showed Better Prediction Capacity
676
Besides, the improved C-index of TNM-SEF also proved
that the TNM-SEF staging system offers greater advan-
tages concerning prognostic ability than the TNM staging
system alone. Based on the above findings, the TNM-SEF
staging system is more helpful in the accurate progno-
sis of survival in HCC and in more comprehensive clinical
treatment and management in HCC patients.
Commonly, the more advanced the TNM staging of
HCC at diagnosis, the worse the prognosis, that is, the
poorer the prognosis expected in TNM stage II than
stage I, in TNM stage III than stage II, and in TNM stage
IV than stage III.
23
However, the present analysis mani-
fested that the cancer-specific mortality of patients
with HCC in several TNM-SEF1 stages exceeded that
of patients with TNM-SEF0 stage who had higher TNM
stages. For instance, the cancer-specific mortality was
lower in patients with IIA-SEF0 stage than in those with
stage I-SEF1, in patients with IIIC-SEF0 stage than in
those with IIIB-SEF1 stage, and in patients with IVA-
SEF0 stage than in those with IIIC-SEF1 stage. The
phenomenon of these 3 subgroups indicates that the
TNM-SEF stage may better reflect survival than the
TNM stage, and SEF0 stage is associated with a better
survival benefit than SEF1 stage.
Several potential limitations exist in our research. First,
the overall cohort comprised 12 514 patients from the
SEER database, but samples from some subgroups (e.g.,
IIIC-SEF0, IIIC-SEF1, IVA-SEF0, IVA-SEF1) were relatively
small. Second, the applicability of our result is limited to
America; the results may differ in other areas with differ-
ent health care systems. Finally, because our data were
retrospectively reviewed, future prospective studies are
needed to validate our findings.
CONCLUSION
We proved that marital status, insurance status, house-
hold income, and year of diagnosis were all independent
prognostic factors in HCC. Importantly, the SEF stage
was a strongly independent prognostic factor, which
warrants greater attention among healthcare profes-
sionals and institutions taking care of HCC patients.
Greater attention is especially needed in patients with
poor SEFs who may benefit from additional resources
and support during therapy for HCC. The new stag-
ing system could therefore improve the accuracy of
prognostic prediction and the clinical guidance in HCC,
strongly supporting the combination of the SEF stage
with the TNM staging system.
Ethics Committee Approval: All procedures performed in studies
involving human participants were in accordance with the ethical
standards of the institutional and/or national research committee
and with the 1964 Helsinki declaration and its later amendments or
comparable ethical standards. This article does not contain any
studies with human participants or animals performed by any of the
authors. It has been permitted to obtain the data from SEER data-
base (Reference Number 10778-Nov2018).
Informed Consent: As this study is based on a publicly available
database without identifying patient information, informed consent
was not needed.
Peer-review: Externally peer-reviewed.
Author Contributions: Concept – B.B.S., B.H.Z.,G.Q.J.; Design - B.B.S.,
D.S.B., J.J.Q.; Supervision - B.H.Z., C.Z., S.J.J; Resource - B.B.S,D.S.B,
G.Q.J; Materials - B.B.S., B.H.Z., C.Z.; Data Collection and/or Processing
- D.S.B., J.J.Q., S.J.J.; Analysis and/or Interpretation - D.S.B., C.Z.,
B.B.S.; Literature Search - B.B.S., G.Q.J., D.S.B.; Writing - B.B.S., B.H.Z.,
G.Q.J.; Critical Reviews -B.B.S., G.Q.J., D.S.B.
Acknowledgements: We would be grateful to the SEER database for
its open access. And we thank Analisa Avila. ELS, of Liwen Bianji,
Edanz Group China (www.liwenbianji.cn/ac), for editing the English
text of a draft of this manuscript.
Conflict of Interest: The authors have no conflict of interests to
declare.
Financial Disclosure: This work was supported by the Project of
Invigorating Health Care through Science, Technology and
Education: Jiangsu Provincial Medical Youth Talent (QNRC2016331).
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